Clavis Libri

Theme in The Brothers Karamazov

Family

Parents and children, siblings, generations, lineage and inheritance, the conflict between generations.

The Theme in the Work

Family is the material of the novel before it is its crime. Book I tells, in five chapters, how Fyodor Pavlovich Karamazov marries twice, has three sons, and raises none of them: Dmitri Fyodorovich Karamazov is forgotten in a servant's hut and passes from hand to hand; Ivan Fyodorovich Karamazov and Alexei Fyodorovich Karamazov are taken in by a vindictive generalsha and by an honorable benefactor. The father reappears in each one's life as an adult, for money or out of boredom, and the house to which the three return to draw closer is a place where no one knows how to be a father or a son. The surname functions as destiny, and Rakitin sums it up in a list of appetites. The book makes of this arrangement a question for the courtroom, what a father is, which the prosecutor and the defense attorney answer in opposite ways before the jury, and the question extends to the other houses the novel visits: that of Captain Snegiryov, where the nine-year-old son consoles his humiliated father, and that of Alyosha's children, who in the Epilogue gain a brotherhood that the family of blood never had.

In ch. II of Book I, the narrator separates abandonment from hatred in the way the father treats the first son.

не по злобе к нему или не из каких-нибудь оскорбленно-супружеских чувств, а просто потому, что забыл о нем совершенно, not out of malice toward him, nor from any feeling of an offended husband, but simply because he had forgotten him completely.
Book I: The history of a family

In ch. VII of Book II, Rakitin sums up the nature of the Karamazovs in a list.

сладострастники, стяжатели и юродивые!, Sensualists, grasping men and holy fools!
Book II: An untimely meeting

In ch. VIII of Book III, after the father speaks of Alyosha's mother as if she belonged to him alone, Ivan interrupts him.

Да ведь и моя, я думаю, мать его мать была, как вы полагаете?, But mine, I believe, was also his mother, what do you think?
Book III: The sensualists

In ch. IX of Book III, Mitya knocks down the servant Grigory and strikes his father, and Grigory, standing by the table, says what he feels.

Я его в корыте мыл… он меня дерзнул!, I washed him in the tub... and he dared to lift his hand against me!
Book III: The sensualists

Fyodor, with his face swollen, confesses to Alyosha whom he is afraid of.

я Ивана боюсь; я Ивана больше, чем того, боюсь. Я только тебя одного не боюсь…, I am afraid of Ivan; I am more afraid of Ivan than of the other one. Only of you am I not afraid...
Book III: The sensualists

In ch. II of Book IV, Alyosha, whom the father treats with the only gentleness he has, answers him with a diagnosis.

Не злой вы человек, а исковерканный, you are not a wicked man, you are a crippled one.
Book IV: The disturbances

In ch. VII of Book IV, Captain Snegiryov tells Alyosha what his son did after the humiliation in the square, and the scene by the stone shows another house in which father and son protect each other.

Теплыми-то брызгами этими так вдруг и обмочил он мне всё лицо [...] Никто-то нас тогда не видел-с, бог один видел, with those warm splashes he suddenly soaked my whole face [...] No one saw us then, only God saw.
Book IV: The disturbances

In ch. VIII of Book XI, Smerdyakov, the son no one acknowledges, tells Ivan whose son he is.

Вы как Федор Павлович, наиболее-с, изо всех детей наиболее на него похожи вышли, с одною с ними душой-с., you are like Fyodor Pavlovich, more than any; of all the sons you turned out most like him, with the very same soul.
Book XI: Ivan Fyodorovich

In ch. XIII of Book XII, Fetyukovich defines the father in the middle of the courtroom.

родивший не есть еще отец, а отец есть — родивший и заслуживший, one who begot is not yet a father; a father is one who begot and deserved it.
Book XII: A judicial error

He gives voice to the son who demands from his father a reason to love him.

Отец, скажи мне: для чего я должен любить тебя? Отец, докажи мне, что я должен любить тебя?, Father, tell me: why must I love you? Father, prove to me that I must love you?
Book XII: A judicial error

In ch. XIV of Book XII, the prosecutor, in his rebuttal, takes the thesis as far as it frightens.

Но если отцеубийство есть предрассудок и если каждый ребенок будет допрашивать своего отца: „Отец, зачем я должен любить тебя?“ — то что станется с нами, что станется с основами общества, куда денется семья?, but if parricide is a prejudice, and if every child begins to question his father: "Father, why must I love you?", what will become of us, what will become of the foundations of society, where will the family go?
Book XII: A judicial error

In ch. III of the Epilogue, the boys whom Ilyusha asked, as he died, to stay with his father come to the funeral, and the book ends with the cry of Kolya, who uses the family surname in a new way.

Папа плакать будет, будьте с папой, Papa will cry, stay with Papa.
Epilogue: Ilyusha's funeral
И вечно так, всю жизнь рука в руку! Ура Карамазову!, and may it always be so, the whole of life, hand in hand! Hurrah for Karamazov!
Epilogue: Ilyusha's funeral

Who Embodies It

Fyodor is the father who is not one, and the book shows him without the haste of caricature. Mitya is the son who grows up with no one and claims what is owed him. Ivan is the son who is ashamed of his father and whom the father fears more than the violent one, and Alyosha is the only one the old man does not fear. Smerdyakov, the fourth, is the son whom the father denies and whom the household makes use of. Captain Snegiryov and Ilyusha are the other model, a poor family in which the son becomes a man to defend his father, and Kolya is the boy who, in the end, inherits Alyosha's brotherhood.

Where It Appears

  • Book I, ch. II: Fyodor forgets Mitya, who goes to live with the servants and then passes from hand to hand.
  • Book I, ch. III: The two sons of the second marriage end up in Grigory's hut and then with the generalsha.
  • Book II, ch. VII: Rakitin describes the Karamazovs to Alyosha as sensualists, grasping men, and holy fools, and says that the whole question of the family fits in those three words.
  • Book III, ch. VIII: Ivan reminds his father that Alyosha's mother was also his.
  • Book III, ch. IX: Mitya strikes his father, and Fyodor says he is more afraid of Ivan than of him.
  • Book IV, ch. II: Alyosha answers his father, who says he is bad to everyone except him, that Fyodor is not a bad man but a crippled one.
  • Book IV, ch. VII: Captain Snegiryov recounts the scene of the son who wept beside the stone.
  • Book XI, ch. VIII: Smerdyakov tells Ivan that he is the son who most resembles Fyodor.
  • Book XII, ch. XIII: Fetyukovich tells the jurors that one who begot is not yet a father, since a father is one who begot and deserved the name.
  • Book XII, ch. XIV: The prosecutor asks what will become of the family if each son demands from his father a reason to love him.
  • Epilogue, ch. III: The boys, as Ilyusha asked, stay with his father, promise not to forget him, and shout hurrah for Karamazov.

Where the Readings Diverge

The novel admits two readings of what makes someone a father. In one, it is a given of blood and destiny: the surname, the same soul, the inheritance of appetite that Smerdyakov points out in Ivan. In the other, it is an achievement: a father is one who begot and deserved it, and the family that the Epilogue shows, made up of boys who choose to stay with an old man, does not depend on blood.

The same word that carries the bad inheritance, Karamazov, closes the book as a cry of friendship, and the text does not say that one thing erases the other. In ch. IX of Book XII, the prosecutor uses the surname to accuse, and in ch. III of the Epilogue, Kolya uses it to greet Alyosha. The family of the book is, thus, the place where one inherits and the place where one chooses, and the son who comes closest to fatherhood, Alyosha, exercises it over children who are not his. The lawyer's question, whether the father deserves the son's love, remains without a verdict: the jury condemns without answering it.